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Finance Specialist: Why compliance matters more than ever

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Manage episode 480849063 series 2394983
Content provided by Broker Daily and Momentum Media. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Broker Daily and Momentum Media or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.

At its core, compliance isn’t just about ticking boxes. It’s about protecting your business, your clients, and your reputation.

This was the topic of discussion in this episode of Finance Specialist. Host Jack Campbell and co-host Trent Carter delved into the world of risk management.

Risk and compliance are ever-changing, especially in the modern market where rises in technology and shifting regulation are keeping brokers on their toes.

Remaining ahead of the curve can be a competitive advantage and save time and headaches when things inevitably go wrong.

  continue reading

499 episodes

Artwork
iconShare
 
Manage episode 480849063 series 2394983
Content provided by Broker Daily and Momentum Media. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Broker Daily and Momentum Media or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.

At its core, compliance isn’t just about ticking boxes. It’s about protecting your business, your clients, and your reputation.

This was the topic of discussion in this episode of Finance Specialist. Host Jack Campbell and co-host Trent Carter delved into the world of risk management.

Risk and compliance are ever-changing, especially in the modern market where rises in technology and shifting regulation are keeping brokers on their toes.

Remaining ahead of the curve can be a competitive advantage and save time and headaches when things inevitably go wrong.

  continue reading

499 episodes

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