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(Episode Eighty Three) KNIGHT IN SHINING WHITE ARMOR MASSACHUSETTs SECURITIES REGULATOR WILLIAM GALVINs HAS INVESTIGATING TO DO IN TO FINRA & REGISTERED REPS LIKE DAWN BENNETT & MADOFF

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Manage episode 304275127 series 2992875
Content provided by Carrie Devorah. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Carrie Devorah or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.
FINRAs Slush fund received cash injection from Criminals who stole cash. FINRA calls those payments 'fines.' Federal Judge Xinis sees these fines as most likely being cash stolen from victims. While being a leader in Investment Client protection, Massachusetts Securities Regulator is taking guidance from Wall Street's wolves in the hen house- FINRA at a price to the public
Please subscribe my Podcast
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100 episodes

Artwork
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Manage episode 304275127 series 2992875
Content provided by Carrie Devorah. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Carrie Devorah or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.
FINRAs Slush fund received cash injection from Criminals who stole cash. FINRA calls those payments 'fines.' Federal Judge Xinis sees these fines as most likely being cash stolen from victims. While being a leader in Investment Client protection, Massachusetts Securities Regulator is taking guidance from Wall Street's wolves in the hen house- FINRA at a price to the public
Please subscribe my Podcast
https://carriedevorah.podomatic.com
Become our 'patreon', please
  continue reading

100 episodes

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