Artwork

Content provided by Tilden Moschetti, Esq. and Moschetti Law Group - Syndication Attorneys. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Tilden Moschetti, Esq. and Moschetti Law Group - Syndication Attorneys or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.
Player FM - Podcast App
Go offline with the Player FM app!

Choosing Between 506(b) vs 506(c) for Debt Funds: Real Estate Syndication Compliance

5:57
 
Share
 

Manage episode 481416693 series 3311431
Content provided by Tilden Moschetti, Esq. and Moschetti Law Group - Syndication Attorneys. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Tilden Moschetti, Esq. and Moschetti Law Group - Syndication Attorneys or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.

Deciding between Rule 506(b) and Rule 506(c) under Regulation D is a fundamental step for fund managers launching a debt fund. Each exemption shapes how capital can be raised, who can be approached, and what compliance obligations must be met. Rule 506(b) is ideal for those with established relationships and allows inclusion of a limited number of non-accredited but sophisticated investors—making it more flexible in terms of verification, yet restrictive in how you market the offering. On the other hand, Rule 506(c) opens up the ability to publicly advertise, making it well-suited for those looking to scale quickly or reach beyond their current investor base, but it comes with strict accreditation verification requirements.

This content dives into how your business model, fundraising timeline, investor base, and marketing strategy should all influence which exemption to choose. Whether you're building a local fund through personal connections or scaling nationally through online platforms and events, understanding the trade-offs of 506(b) versus 506(c) ensures your offering remains compliant and effective. This strategic insight can help position your fund to raise capital more confidently and securely in today’s regulatory landscape.

Read more about Regulation D: https://www.moschettilaw.com/reg-d-rules/

Read more about real estate syndication: https://www.moschettilaw.com/real-estate-syndication/

Moschetti Syndication Law Group is a boutique syndication law firm, serving small and growth-bound syndicators, as well as private equity firms. Our attorney, Tilden Moschetti, is determined to keep the firm’s ‘boutique’ size so we can tailor the services to each client’s unique needs without turning the firm into a faceless factory churning out private placement memorandums or passing unnecessary overhead expenses onto our clients. (As our client, you’ll only pay a fixed fee, so no surprises.) As for the client experience, we give real-time answers with Tilden Moschetti without making you book an official appointment or get passed along to associates or paralegals. We’ll work with your ambitions and overall vision to help you close the current deal and fill in that ‘missing’ piece – whatever you need – to keep adding more syndications to your portfolio. We keep syndicators syndicating (TM).

★☆★ CONNECT WITH THE MOSCHETTI SYNDICATION LAW GROUP ★☆★
YouTube: https://www.youtube.com/channel/UCVh1CNQULC45Bh6j4WV2sjA?sub_confirmation=1
Facebook: https://www.facebook.com/syndication.attorneys/
LinkedIn: https://www.linkedin.com/company/moschettilaw
Web: https://www.moschettilaw.com

#Syndication #PrivatePlacementMemorandum #PPM

------Disclaimer------

Also, please note, this video and any content from Moschetti Syndication Law Group, Tilden, or anyone affiliated with either or both, does not, and is not intended to, constitute legal advice; instead, all information, content, and materials available on this site are for general informational purposes only. Information from these online sources may not constitute the most up-to-date legal or other information.

No viewer, user, or browser of content from us should act or refrain from acting on the basis of information on this site without first seeking legal advice from counsel in the relevant jurisdiction. Only your individual attorney can provide assurances that the information contained herein – and your interpretation of it – is applicable or appropriate to your particular situation.

  continue reading

157 episodes

Artwork
iconShare
 
Manage episode 481416693 series 3311431
Content provided by Tilden Moschetti, Esq. and Moschetti Law Group - Syndication Attorneys. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Tilden Moschetti, Esq. and Moschetti Law Group - Syndication Attorneys or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.

Deciding between Rule 506(b) and Rule 506(c) under Regulation D is a fundamental step for fund managers launching a debt fund. Each exemption shapes how capital can be raised, who can be approached, and what compliance obligations must be met. Rule 506(b) is ideal for those with established relationships and allows inclusion of a limited number of non-accredited but sophisticated investors—making it more flexible in terms of verification, yet restrictive in how you market the offering. On the other hand, Rule 506(c) opens up the ability to publicly advertise, making it well-suited for those looking to scale quickly or reach beyond their current investor base, but it comes with strict accreditation verification requirements.

This content dives into how your business model, fundraising timeline, investor base, and marketing strategy should all influence which exemption to choose. Whether you're building a local fund through personal connections or scaling nationally through online platforms and events, understanding the trade-offs of 506(b) versus 506(c) ensures your offering remains compliant and effective. This strategic insight can help position your fund to raise capital more confidently and securely in today’s regulatory landscape.

Read more about Regulation D: https://www.moschettilaw.com/reg-d-rules/

Read more about real estate syndication: https://www.moschettilaw.com/real-estate-syndication/

Moschetti Syndication Law Group is a boutique syndication law firm, serving small and growth-bound syndicators, as well as private equity firms. Our attorney, Tilden Moschetti, is determined to keep the firm’s ‘boutique’ size so we can tailor the services to each client’s unique needs without turning the firm into a faceless factory churning out private placement memorandums or passing unnecessary overhead expenses onto our clients. (As our client, you’ll only pay a fixed fee, so no surprises.) As for the client experience, we give real-time answers with Tilden Moschetti without making you book an official appointment or get passed along to associates or paralegals. We’ll work with your ambitions and overall vision to help you close the current deal and fill in that ‘missing’ piece – whatever you need – to keep adding more syndications to your portfolio. We keep syndicators syndicating (TM).

★☆★ CONNECT WITH THE MOSCHETTI SYNDICATION LAW GROUP ★☆★
YouTube: https://www.youtube.com/channel/UCVh1CNQULC45Bh6j4WV2sjA?sub_confirmation=1
Facebook: https://www.facebook.com/syndication.attorneys/
LinkedIn: https://www.linkedin.com/company/moschettilaw
Web: https://www.moschettilaw.com

#Syndication #PrivatePlacementMemorandum #PPM

------Disclaimer------

Also, please note, this video and any content from Moschetti Syndication Law Group, Tilden, or anyone affiliated with either or both, does not, and is not intended to, constitute legal advice; instead, all information, content, and materials available on this site are for general informational purposes only. Information from these online sources may not constitute the most up-to-date legal or other information.

No viewer, user, or browser of content from us should act or refrain from acting on the basis of information on this site without first seeking legal advice from counsel in the relevant jurisdiction. Only your individual attorney can provide assurances that the information contained herein – and your interpretation of it – is applicable or appropriate to your particular situation.

  continue reading

157 episodes

All episodes

×
 
Loading …

Welcome to Player FM!

Player FM is scanning the web for high-quality podcasts for you to enjoy right now. It's the best podcast app and works on Android, iPhone, and the web. Signup to sync subscriptions across devices.

 

Quick Reference Guide

Listen to this show while you explore
Play