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Shaping the 2025 Regulatory Roadmap: Insights from the SEC and FINRA at SIFMA’s C&L Seminar
Manage episode 477401705 series 1094050
Content provided by SIFMA. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by SIFMA or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sits down with SIFMA General Counsel Saima Ahmed to unpack key takeaways from the 2025 SIFMA Compliance & Legal Annual Seminar.
They discuss top regulatory priorities, evolving compliance expectations, and what’s on the horizon. With exclusive conversations live from the Seminar floor, this episode brings you firsthand insights from:
- Mark Uyeda, Acting Chairman, U.S. Securities and Exchange Commission (SEC)
- Robert Cook, President and CEO, Financial Industry Regulatory Authority (FINRA)
Tune in for expert perspectives on the future of regulation and what it means the capital markets and financial services industry in 2025.
Chapters
1. Intro (00:00:00)
2. SEC Acting Chair Mark Uyeda (00:03:37)
3. FINRA President and CEO Robert Cook (00:29:11)
4. Conclusion (01:01:12)
116 episodes
Share
Manage episode 477401705 series 1094050
Content provided by SIFMA. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by SIFMA or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sits down with SIFMA General Counsel Saima Ahmed to unpack key takeaways from the 2025 SIFMA Compliance & Legal Annual Seminar.
They discuss top regulatory priorities, evolving compliance expectations, and what’s on the horizon. With exclusive conversations live from the Seminar floor, this episode brings you firsthand insights from:
- Mark Uyeda, Acting Chairman, U.S. Securities and Exchange Commission (SEC)
- Robert Cook, President and CEO, Financial Industry Regulatory Authority (FINRA)
Tune in for expert perspectives on the future of regulation and what it means the capital markets and financial services industry in 2025.
Chapters
1. Intro (00:00:00)
2. SEC Acting Chair Mark Uyeda (00:03:37)
3. FINRA President and CEO Robert Cook (00:29:11)
4. Conclusion (01:01:12)
116 episodes
All episodes
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Similar to The SIFMA Podcast
Big tech is transforming every aspect of our world. But how, and at what cost? This season of Land of the Giants – The Disney Dilemma – focuses on Disney’s ability to weather the ups and downs of the business cycle and changing tastes and explores what has kept it successful for over 100 years. The entertainment giant has leveraged nostalgia and its intellectual property to build a beloved brand, but after an acquisition spree that included Marvel, Lucasfilm, and 20th Century Fox, can it sus ...
…
continue reading
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continue reading
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…
continue reading
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continue reading
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