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Legal Issues when Building a Business | 779

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Manage episode 477331807 series 2834919
Content provided by Dave Lorenzo. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Dave Lorenzo or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.

"You're out of your freaking mind if you try to do this yourself." – Dave Lorenzo

What You’ll Discover Today:

  • Why raising capital without legal help could land you in serious trouble
  • The myth of the “finder’s fee” and how it could kill your deal—or worse
  • How regulatory violations can come back to haunt you, even years later
  • What smart lawyers look for when reviewing your capital raise
  • The legal and financial risks of unlicensed capital-raising activities

Key Topics Discussed:

  • The extreme risks involved in handling capital raises without experienced legal counsel
  • Why “finder’s fees” are illegal unless paid to a licensed broker-dealer
  • How improper fundraising methods can trigger criminal and civil penalties
  • Real-world examples of deals unraveling during M&A due diligence
  • The permanent nature of securities violations—and how they can resurface years later
  • How unlicensed intermediaries can endanger the company, the officers, and themselves
  • The role of attorneys in spotting and reporting securities violations
  • The time-costly process of correcting capital-raising mistakes—and how it can kill your exit

Links and Resources

Call to Action:

Thinking about raising capital for your business? Don’t make the mistake that could ruin your exit. Before you talk to investors, talk to your lawyer—and listen to this episode first.

  continue reading

786 episodes

Artwork
iconShare
 
Manage episode 477331807 series 2834919
Content provided by Dave Lorenzo. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Dave Lorenzo or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ppacc.player.fm/legal.

"You're out of your freaking mind if you try to do this yourself." – Dave Lorenzo

What You’ll Discover Today:

  • Why raising capital without legal help could land you in serious trouble
  • The myth of the “finder’s fee” and how it could kill your deal—or worse
  • How regulatory violations can come back to haunt you, even years later
  • What smart lawyers look for when reviewing your capital raise
  • The legal and financial risks of unlicensed capital-raising activities

Key Topics Discussed:

  • The extreme risks involved in handling capital raises without experienced legal counsel
  • Why “finder’s fees” are illegal unless paid to a licensed broker-dealer
  • How improper fundraising methods can trigger criminal and civil penalties
  • Real-world examples of deals unraveling during M&A due diligence
  • The permanent nature of securities violations—and how they can resurface years later
  • How unlicensed intermediaries can endanger the company, the officers, and themselves
  • The role of attorneys in spotting and reporting securities violations
  • The time-costly process of correcting capital-raising mistakes—and how it can kill your exit

Links and Resources

Call to Action:

Thinking about raising capital for your business? Don’t make the mistake that could ruin your exit. Before you talk to investors, talk to your lawyer—and listen to this episode first.

  continue reading

786 episodes

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